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文档介绍:22 May 2014
Reply form for the
ESMA MiFID II/MiFIR Consultation Paper

Template ments
for the ESMA MiFID II/MiFIR Discussion Paper

Date: 22 May 2014
Responding to this paper
The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in the ESMA MiFID II/MiFIR Consultation Paper, published on the ESMA website (here).
Instructions
Please note that, in order to facilitate the analysis of the large number of responses expected, you are requested to use this file to send your response to ESMA so as to allow us to process it properly. Therefore, please follow the instructions described below:
use this form and send your responses in Word format;
do not remove the tags of type <ESMA_QUESTION_1> - . the response to one question has to be framed by the 2 tags corresponding to the question; and
if you do not have a response to a question, do not delete it and leave the text “TYPE YOUR TEXT HERE” between the tags.
Responses are most helpful:
if they respond to the question stated;
contain a clear rationale, including on any related costs and benefits; and
describe any alternatives that ESMA should consider
Given the breadth of issues covered, ESMA expects and encourages respondents to specially answer those questions relevant to their business, interest and experience.
To help you navigate this document more easily, bookmarks are available in “Navigation Pane” for Word 2010 and in “Document Map” for Word 2007.
Responses must reach us by 1 August 2014.
All contributions should be submitted online at .eu under the heading ‘Your input/Consultations’.
Publication of responses
All contributions received will be published following the end of the consultation period, unless otherwise requested. Please clearly indicate by ticking the appropriate checkbox in the website submission form if you do not wish your contribution to be publicly disclosed. A standard confidentiality statement in an email message wi