文档介绍：一、Ethical and Professional Standards
1.: Code of Ethics
Question ID: 27272
All of the following ponents of the Code of Ethics EXCEPT:
A.
demonstrating diligence, perseverance, and thoroughness when preparing investment reports.
B.
using reasonable care and exercising independent professional judgment.
C.
acting with integrity, competence, dignity, and in an ethical manner when dealing with others.
D.
striving to maintain and improve petence and petence of others in the profession.
A
The ponent in the Code of Ethics is practicing and encouraging others to practice in a professional and ethical manner that will reflect credit on members and their profession.
Question ID: 27271
Which of the following is NOT ponent of the Code of Ethics? In dealing with the public, clients, prospects, employers, employees, and fellow members, AIMR members shall act with:
A.
dignity.
B.
competence.
C.
integrity.
D.
humility.
D
Although acting with humility may be desirable, AIMR members are not required to do so. However, they should act in a manner that reflects credit on themselves and their profession.
Question ID: 10579
Which of the following is NOT part of the AIMR's Code of Ethics?
A.
Integrity and dignity
B.
Competence
C.
Contractual provisions
D.
Independent judgment
C
Question ID: 10582
In dealing with the public and others, the AIMR Code of Ethics indicates that AIMR members will act with:
A.
integrity, competence, and dignity.
B.
honesty, professionalism, and goodwill.
C.
confidence, knowledge, and high ethical standards.
D.
conviction, skill, and ethical awareness.
A
Question ID: 10584
Which of the following is ponent of the Code of Ethics?
A.
Members shall not engage in any professional conduct involving dishonesty, fraud, deceit, or misrepresentation mit any act that reflects adversely on their honesty, trustworthiness, or petence.
B.
Candidates in the CFA Program, as defined in the AIMR Bylaws, may reference their part