文档介绍：金融控股公司管理研究
冯保国
中国石油天然气集团公司资金部
X
关注成功!
加关注后您将方便地在我的关注中得到本文献的被引频次变化的通知!
新浪微博
腾讯微博
人人网
开心网
豆瓣网
网易微博
摘    要:
金控公司以股权为纽带, 持有两家以上金融企业的控股股权, 且一般不从事具体经营业务。中国金融业实行分业经营和分业监管, 导致金控公司在管理上面临分业经营与统一管理、业务协同与企业文化、关联交易与市场定价、考核标准与薪酬体系四个方面的矛盾。金控公司的管理应尊重金融业务的特点和行业发展与管理规律, 从股东立场出发, 致力于在所属金融企业建立完善的法人治理结构, 以保证金控公司能够较好地行使股东权利。同时, 以突出法人治理结构、高效运转为突破口, 以建立市场导向的业绩考核体系、风险导向的资本分配制度和人尽其才的员工流动机制为抓手, 重点从战略协同、风险管控、业绩考核、信息管理四个方面开展管理工作, 提升金控公司的整体价值。
关键词:
金控公司; 管理路径; 股权关系; 法人治理;
Research on financial pany's management
FENG Baoguo
CNPC Finance Department;
Abstract:
By the link with equity, financial panies hold a controlling stake in two or more financial enterprises, and generally do not engage in specific business. China's financial industry implements separate operation and specialized supervision, resulted in four contradictions such as the separate operation & the unified management, business collaboration & enterprise culture, related party transactions & market pricing, performance evaluation standards & salary packages. Financial panies should respect the financial business characteristics and the law of development trend and industry management, based on the shareholders' benefits, should also mitted to the establishment of perfect corporate governance structure to exercise the rights as a shareholder. The financial pany should manage the strategic synergy, risk control, performance evaluation and information by focusing on breakthrough corporate governance structure and efficient operation and also building a market-oriented performance evaluation system, risk-oriented capital distribution mechanism, and the reasonable staff turnover appraisal system in order to increase pany's overall value.
Keyword:
financial pany; management approach; equity relationship; corporate governance;
目前, 金融控股公司(简称金控公司) 已经成为中国金融业发展的一种重要组织形式。一般情况下, 金控公司是以股权为纽带, 通过在银行、寿险、财险、证券、基金、信托、金融租赁、资产管理、担保, 以及财务和自保公司等各类金融企业中参股, 并至少控股两个以上此类企业, 持有多元化金融牌照的公司。由于中国实施分业经营、分业监管, 各类企业由不同的监管机构或者监管机构内部不同的部