文档介绍：UNITED STATES BANKRUPTCY COURT 
SOUTHERN DISTRICT OF NEW YORK  
 
‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐ x    
  :   
In re  :  Chapter 11 Case No. 
  :   
LEHMAN BROTHERS HOLDINGS INC.,  :  08‐13555 (JMP) 
et al.,   :   
  :  (Jointly Administered) 
  Debtors.  : 
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REPORT OF 
ANTON R. VALUKAS, EXAMINER 
 
 
   
  Jenner & Block LLP 
  353 N. Clark Street 
  Chicago, IL 60654‐3456 
  312‐222‐9350 
   
  919 Third Avenue 
  37th Floor 
  New York, NY  10022‐3908 
  212‐891‐1600  
   
March 11, 2010  Counsel to the Examiner 
 
VOLUME 6 OF 9 
Appendix 1
EXAMINER’S REPORT
TABLE OF APPENDICES
VOLUME 6
Tab 1 Legal Issues
VOLUME 7
Tab 2 Glossary, Acronyms & Abbreviations
Tab 3 Key Individuals
Tab 4 Witness Interview List
Tab 5 Document Collection & Review
Tab 6 Lehman Systems
Tab 7 Bibliography
VOLUME 8
Tab 8 Risk anization and Controls
Tab 9 Risk Appetite and VaR Usage Versus Limits Chart
Tab 10 Calculation of Certain Increases in Risk Appetite Limits
Tab pensation
Tab 12 Valuation - Archstone
Tab 13 Survival Strategies Supplement
Tab 14 Valuation - CDO
Tab 15 Narrative of September 4 Through 15, 2008
Tab 16 Valuation - Residential Whole Loans
i
Tab 17 Repo 105
Tab 18 Summary of Lehman Collateral at an
Tab 19 Lehman’s Dealings with Bank of America
Knowledge of Senior Lehman Executives Regarding The
Tab 20
Inclusion of Clearing-Bank Collateral in the Liquidity Pool
Tab 21 LBHI Solvency Analysis
Tab 22 Preferences Against LBHI and Other Lehman Entities
VOLUME 9
Analysis of APB, Journal Entry, Cash Disbursement, and
Tab 23
an Collateral
Tab 24 Foreign Exchange Transactions
pany Transactions Occurring Within Thirty Days Before
Tab 25
Bankruptcy
Tab 26 CUSIPs with Blank Legal Entity Identifiers
Tab 27 CUSIPs Not Associated with an LBHI Aff