文档介绍：南京银行内控体系文件尽职问责与违规积分管理办法文件编号:XXXXXXXXX-XXXX编制部门:版次号:A/0生效日期:20年月日目录第一章总则....................................................................................................................................................4第二章组织职责...............................................................................................................................................6第一节尽职调查与问责职责.............................................................................................................6第二节违规积分职责.........................................................................................................................8第三章工作流程.............................................................................................................................................10第一节尽职调查与问责工作程序....................................................................................................10第二节违规积分管理程序...............................................................................................................14第四章管理要求与规则...............................................................................................................................16第一节尽职调查与问责管理要求....................................................................................................16第二节违规积分管理规则...............................................................................................................18第五章附则..................................................................................................................................................19附件:........................................................................................................................................................................20附件1.《尽职调查与问责事项梳理表》....................................................................................................21附录2.《尽职调查报告》.................................................................................................................................22附录3.《反馈意见书》.......