文档介绍：苏州大学
硕士学位论文
全球金融危机前后中国银行业金融监管的应对及改革探究
姓名:万方
申请学位级别:硕士
专业:公共管理
指导教师:许冠亭
2010-10
全球金融危机前后中国银行业金融监管的应对及改革探究中文摘要

中文摘要

一系列华尔街金融事件表明局部金融风险迅速向整个金融体系蔓延,这促使
美国、欧盟、日本等金融发达国家监管当局反思 20 世纪 90 年代以来放松金融管
制的失误及原有监管体系中存在的弊端。中国在这次危机中虽然保持了稳定的经
济增长态势,银行业等金融机构未遭受太大损失,但在全球金融一体化的趋势中
中国也难以独善其身,从长远的发展来看,全球金融危机的启示更为重要。
本文通过对银行业金融监管相关理论综述,包括银行监管的内涵和边界界定、
演化与发展,为本文的研究主体做铺垫。第一章论述金融危机前后中国银行业监
管的发展状况、采取的措施、取得的成效及存在问题。第二章通过对美国、欧盟、
日本等金融发达国家在金融危机前后的银行监管状况和采取的措施进行分析,从
而获得在后危机时期中国进行银行监管改革的经验借鉴和实践启示。第三章根据
各主要国家银行金融监管的经验教训,并结合中国银行业监管的实际,提出了中
国进行银行业监管改革途径。

关键词:银行监管金融危机监管改革后危机时期

作者:万方
指导教师:许冠亭
I
Abstract Researches on Solutions and Reform of Banking Supervision in China Pre-and-post Global Financial Crisis

Researches on Solutions and Reform of Banking
Supervision in China Pre-and-post Global Financial Crisis
Abstract
A series of Wall Street financial events showed that local financial risk spread
quickly to the entire financial system. That urged financial regulators in the United
States, European Union, Japan and other advanced countries to introspect the
disadvantages of financial de-regulation policy from 1990s. In this crisis, although
China maintained steady economic growth and Chinese financial institutions including
banks have not suffered very big losses, China's finance still couldn't have good luck to
keep booming in the view of long-term development if global financial environment
goes worse and worse. Thus it’s very important for us to get enlightenment from
researches on banking supervision pre-and-post financial crisis.
Based on the theory of banking supervision and regulation at home and abroad, the
preface of this dissertation gives brief introduction of the connotation, definition,
regulation, evolution and development of the financial supervision. In the first chapter,
the paper discusses the development situation of China's banking regulatory system and
effective measures taken by China’s author