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浅论国内商业银行操作风险控制管理论文.pdf

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浅论国内商业银行操作风险控制管理论文.pdf

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文档介绍:ABSTRACT ABSTRACT As one oftheoldestrisksthebank faces, economic loss tomany financial institutes on a theoperation riskhas caused agreat ,the theoretical research,the practicalapplications,and regulations oftheoperation riskfarlag behind the creditrisksand the market thesis tries tofind outsome usefulmethods forthemanagement ofstate—mercial banks of our country inhandling the operation integratingtheory and practice andadopting thecontrastive approach,the thesistakesthemanagement theory and reconstruction theory ofthe banking process as thebasis,and fistcarriesoutthesystematic description on the theory ofoperation risk,and then analyzed deep intothe primary cause ofthe formation oftheoperation riskin our state·mercial thelastpart, byusing thebasicmanagement theory ofthe ofoperation riskand taking reference to theadvancedexperience ofthemanagement ofoperation riskinother international banks,the thesispropose itsOwn practical methods ofthemanagement theory ofthe ofoperation risk inOurstate·mercial banks. Chapter One introduces thebackground andsignificance oftheresearch,reviews thedomestic andforeign relevant documents brieflyandproposes thedefinitionand types oftheopermion mercial Two analyzes theoperational risksexpedences oftheBank-America Corporation,obtains thecharacteristies ofthe operation riskofthe most activebanks mercial banks by the data Chapter Three paring of theoperation risk mercial banks home and abroad andanalyzing the current operation risksituation mercial banks in 0111" analyzes on thecauses ofoperation riskfrom theaspects ofthe management andoperation system,the culture of riskadministrationand innercontr01. The weakness ofmanagement,the imperfectsystem,theunsteady foundation ofthe management and controlofoperation risk are Four proposes systematically administrationmeasures ofoperation mercial banks. The thesisattempts toeliminatethedisadvantages brough