文档介绍：: .
have reasonable grounds to believe that a
client ’ s or employee ’ s activities are illegal or unethical, the members should dissociate from these activities and
urge their firm to attempt to persuade the perpetrator to cease such activity.
2-II.: Standards of Professional Conduct: II. Relationships with and Responsibilities to the Profession
A.: Use of Professional Designation
II()
AIMR members may reference their membership only in a dignified and judicious manner. The use of the
reference may be accompanied by an accurate explanation of the requirements that have been met to obtain
membership in these organizations.
II()
Those who have earned the right to use the Chartered Financial Analyst designation may use the marks
“ Chartered Financial Analyst ” or “ CFA” and are encouraged to do so, but only in a proper, dignified, and judicious
manner. The use of the designation may be accompanied by an accurate explanation of the requirements that have
been met to obtain the right to use the designation.
II()
Candidates in the CFA Program, as defined in the AIMR Bylaws, may reference their participation in the CFA
Program, but the reference must clearly state that an individual is a candidate in the CFA Program and cannot imply
that the candidate has achieved any type of partial designation.
B.: Professional Misconduct
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Members shall not engage in any professional conduct involving dishonesty, fraud, deceit, or
misrepresentation or commit any act that reflects adversely on their honesty, trustworthiness, or professional
()
Members and candidates shall not engage in any conduct or commit any act that compromises the integrity of
the CFA designation or the integrity or validity of t