CFA考试《CFA一级》历年真题精选及详细解析1006-53.docx

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CFA考试《CFA一级》历年真题精选及详细
解析1006-53
1、Apubliclylistedcompanyhasa12-personBoardofDirectorswhosecompositionisasfollows:%oftheback-?Chu\\\'s:【单选题】

i

-testedresultsincommunicationwithprospectiveclients
正确答案:c
答案解析:Theuseofback-testedresultsisnotprohibited,provideditisappropriatelydisclosed.
2014CFALevelI
"GuidanceforStandardsl-VII,"CFAInstitute
StandardV(B)
3、WithrespecttotheStandardsofProfessionalConductrelatingtoconflictsofinterests,CFAmembersarerequiredtofullydisclosetoclients,prospectiveclients,andemployers:［单选题】
.
i
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.
正确答案:c
答案解析:CFA协会要求会员向其雇主、客户和潜在客户披露所有潜在的或者事实上的利益冲突。
4、MichaelPapis,CFA,,adjustmentstodirecttaxesaremostlikely:【单选题】

indirecttaxes.