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新合规知识竞赛Newcompliancequiz.doc

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文档介绍:新合规知识竞赛)(New compliance quiz)
Donggang Association of compliance knowledge contest preliminaries question
(according trcial bank and a related party transactions of commercial banks and the related party transactions accounted for the balance of
Commercial Bank net capital of more than 5% transactions.
AO. 5 Bl C 2
commercial banks shall not exceed 50 (%) of the net capital of commercial banks for all related parties.
A15 B25 C50 D100
the proportion of investment and shares of individual natural persons shall not exceed
2% of the total share capital of rural commercial banks, and the proportion of employees and natural persons in total investment and shares shall not exceed 20% of the total share capital of rural commercial banks.
A2%, 20%Bl%, 5%C2%, 25%
any promoter intends to hold the total amount of shares of rural commercial banks (5%) or above, and shall be submitted to the banking regulatory authority for approval in advance.
Al%B5%C10%C15%
the accountant in charge of qualification, the implementation of age management, "Accounting Supervisor Qualification Certificate”, the validity of the office, City Union determined, in principle, (2) years.
Al B2 C3
the implementation of the loan system (rating system), is strictly prohibited to assess the credit rating of the applicant loans.
rating B, issuing plaque C, delivery home, D, credential loans
The applicant shall notify the applicant within five working days of the examination (examination) or approval of the application which has not been approved.
a B, two C, five D, seven
the daily loans of large peasant loans should be checked at least once (quarterly) at a certain proportion.
A, B per month, quarterly C, half a year, D, one year
the illegal handling of top false loans, internal discipline is to give the highest (expelled).
A, B, C, jidaguo demerit fired D E, probation, detention
enterprise liquidity loans refers to the rural credit cooperatives issued to the enterprise (for the borro

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