文档介绍：SGS审核流程(SA8000)
Introduction to the SA Audit
Process
Rosario Ortiz, SGS Philippines
The views expressed in this paper are the views of the author and do not necessarily
reflect the views or policies of the Asian Development Bank (ADB), or its Board of
Directors or the governments they represent. ADB makes no representation concerning
and does not guarantee the source, originality, accuracy, completeness or reliability of
any statement, information, data, finding, interpretation, advice, opinion, or view
presented.
4 Phases of Any Audit
Planning Preparation Performance Reporting &
Audit criteria
Auditor resources
Company information
Scope of Audit
Team with relevant skills
Duration of audit
Who/When/Where
Follow-up
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Planning an SA Audit
. Scope of the audit
· Geographical
· Technical
. Audit criteria
· SA8000
· Code of Conduct
. Timing
. Communication
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4 Phases of Any Audit
Planning Preparation Performance Reporting &
Review documentation, including:
Policy
Core Elements
Legal and other requirements
Procedures
Other information
Follow-up
Itinerary
Checklists
Information to brief team
Communicate with client
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Preparing for an SA Audit
Identify & Collect
Information
Review
Information
Team
Tools
Techniques
ItineraryStandards
Codes of conduct
Legislation
Views of Interested Parties
Stakeholder
mapping
Company information
System documentation
Previous audit reports
Background socio-economic data
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Preparing for an SA Audit
. Arrange off-site with NGOs prior to audit
. Seek written input of non-attendees
. Arrange for interviews with employees
. Seek data on
· company operations
· compensation,
· treatment of workers,
· prevalence of child and forced labour.
. Identify c