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银行业关联交易风险管理分析及对策建议.pdf

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银行业关联交易风险管理分析及对策建议.pdf

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银行业关联交易风险管理分析及对策建议.pdf

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文档介绍:Classified Index: CODE:10075 : NO: 20100400 ADissertation for the Degree of The Analysis on the Banking Related-Party Transaction and the Suggestions on Its risk Management Candidate ? Zhou Yuan Supervisor ? Prof. Kang Shusheng Academic Degree Applied for ? Master of Economics Specialty ? Finance University ? Hebei University Date of Oral Examination ? June, 2013 ?? I ?????????? ??????????????????????????!"#????$%&????'(?)*+,- ./01? 2 ???????3? 45 ./67 89 ?:;<=>? ?***@A./ ?<= BC ??D? EF???????GH*8IJK L MNOPQ0O R40OSTU VWX?????GH/Y*YZ[\?]^[\ R_ 0O ????????`GH Va L0ObcVWde./fgh???????i j????*kl m n????o?Op m ??klX!"#????? VWX!"#????GH ???!"#????+,?)?qn` ***@A./? rsC Rt 0Ouv?????????*wxy]z L0O??{|}O~X? ?? 2009-2012 ?????f???7???O~X?????????????? 2009-2012 ?????z?mO~???? ?????????/Y?????? ?????????D?./67 ????/Y???q= R?0OO~X???????GH/Y]z O~???? ]??????? fl d??? ??? m ]?O?./??d?????*???? m n???!"#????¢£%¤¥ m ??????? GH BC | d§¨ RP0O?n???????GHC '(*a? ??-0./$B0/Y?Q iˉ°±n2$3′***@A>??μD¨ˉj?· j?? * ???f ??m??./ m >1o???*./?? m<=??BC ??????????!"# GH C Abstract II Abstract Since the integration of banking operation mercial banks reform s, banking related-party transactions have e the prevalent issues .The authority has focused its attention on the risk management of the related-party transaction .Itisurgent to modify the legislation system, administration system and the self-control system to prevent the risks of the related-party transaction inbanking system . The dissertation isdivided into five parts .First, the theoretical and empirical purposes of the research on the banking related-party transaction were briefly illustrated. Second, the banking related-party transactions were introduced based on various principles, the unfair banking related-party transactions and the risks were also introduced .The damages caused by the unfair related-party transactions are considerably huge; therefore, it is of significant importance toimprove the regulation and s