文档介绍：山西财经大学
硕士学位论文
跟单信用证统一惯例发展研究
姓名:刘佳
申请学位级别:硕士
专业:国际贸易学
指导教师:张云
2007-10-09
摘要
信用证是商人们为了解决买卖双方互不信任的问题而普遍采用的一种结算
方式。在国际贸易中,交易的各方当事人分别处于不同的国家或地区,由于他
们依照各自所在地的法律或习惯解释信用证当事人之间的法律关系,因此商人
或银行在处理信用证业务时,就可能得出不同的结论,这对信用证的顺利进行
形成了一定障碍。
为了在世界范围统一信用证业务的做法,国际商会经过不懈努力制定了《跟
单信用证统一惯例》。随着社会的进步、国际贸易的发展变化以及交通运输和科
学技术的发展,统一惯例不断修改与补充, 是年月日实施的最
新修订版。
本文首先阐明了跟单信用证统一惯例产生的历史背景和发展演变,以及国
际商会对的补充完善与的制定。其次分析了跟单信用证统一惯
例的性质,尤其是其与成文法、判例的关系和我国法律关于统一惯例的适用规
定。重点是在第三部分通过对比,详细地分析了的新特征和新规
定,揭示实施后可能对各当事方造成的影响,并透析其尚且存在的问题,
从而对做出整体评价。最后,对与统一惯例相关的国际标准银行实务
和电子交单附则进行了简单评述,指出随着的实施,其他相关规
则都要随之升级和完善。
【关键词】信用证统一惯例
3
Abstract

Letter of credit, with providing a more trustworthy way between the
purchasers and the bargainers, has ing the primary mon
means of international settlement. In the international businesses, as the
buyers and the sellers are from different countries, they usually explain
the legal relationship in terms of their individual law and customs.
Therefore, different conclusions have always been made while using L/C.
This has prevented the development of L/C.
In order to unify the worldwide practice of L/C, the International
Chamber merce has made continuous efforts to develop the
Uniform Customs and Practice for Documentary Credits. With the
advancement of the society, the changes in international businesses and
the development of transport, science and technology, UCP is amending
plementing. UCP600 which takes effects on July 1st, 2007 is the
latest revision of the rules.
Firstly, this paper discusses the underground and development of L/C
as well as plement of UCP500 and formulation of UCP600 by ICC.
Secondly, this paper analyses the character of L/C, especially the
relationship between L/C and relevant statutes and case laws. In this part,
this paper also discusses the application of UCP in Chinese law. The
emphasis is on the third part where the overall assessments are made by
analyzing the new fe