文档介绍：金程教育09年12月CFA一级冲刺班Ethics&ProfessionalStandards讲师::戴琳琳日期:2009年10月31日地点:□北京■上海□深圳上海金程国际金融专修学院汤震宇¾职称:博士,金程教育首席培训师,综合开发研究院(中国·深圳)副教授,CFA(注册金融分析师),FRM(金融风险管理师),CTP(国际财资管理师),南京大学中国机构投资者研究中心专家。¾授课:曾任中国CFP标准委员会投资规划副协调人。目前为止,共讲授CFA®LevelI250次,CFA®LevelII30次,复旦MBA《公司财务》二次,中国CFP《投资规划》三次,某保险公司《会计与财务分析》35次,《金程会计快速突破方法》300次,倍受赞誉。¾著作:主编中国首套CFA中文辅导教材,出版合作出版《固定收益证券定价理论》、《财务报表分析技术》和《公司财务》等书。¾客户:上海证券交易所、摩根士丹利、中国银行、上海银行、工商银行、招商银行、太平洋保险等机构讲授金融和财务课程,深受好评。¾联系:电话:021-33926711Email:******@100%ContributionBreedsProfessionalismCopyRight2009ByGFEDU2FrameworkofCFAIStudySession1Ethics&ProfessionalStandards15StudySession2-3QuantitativeMethods12StudySession4-6EconomicAnalysis10StudySession7-10FinancialStatementAnalysis20StudySession11CorporateFinance8StudySession12PortfolioManagement5StudySession13-14EquityAnalysis10StudySession15-eAnalysis12StudySession17DerivativeInvestments5StudySession18AlternativeInvestments3Total:100100%ContributionBreedsProfessionalismCopyRight2009ByGFEDU3FrameworkofEthics¾Reading1:CodeofEthicsandStandardsofProfessionalConduct¾Reading2:GuidanceforstandardⅠ-Ⅻ¾Reading3:IntroductiontotheGlobalInvestmentPerformanceStandards(GIPS®)¾Reading4:GlobalInvestmentPerformanceStandards(GIPS®)100%;¾PrimaryPrinciples:(1)fairnessoftheprocesstomembersandcandidatesand(2)confidentialityoftheproceedings.¾mittee(DRC)oftheBoardhasresponsibi1ityfortheProfessionalConductProgram(PCP)andenforcementoftheCodeandStandards.¾Self-disclosureonannualProfessionalConductStatementsofinvolvementincivillitigationoracriminalinvestigation,plaint.¾plaintsaboutprofessionalconductreceivedbytheProfessionalConductstaff.¾EvidenceofmisconductbyamemberorcandidatethattheProfessionalConductstaffreceivedthroughpublicsources,suchasamediaarticleorbroadcast.¾