文档介绍：华中科技大学
硕士学位论文
电力行业的规制改革分析
姓名:董为
申请学位级别:硕士
专业:西方经济学
指导教师:方齐云
20050429
摘要
目前自然垄断产业的规制改革现在正在世界范围内进行中国的电力行业实现
了双向拆分取得了一些阶段性的成果但在实践中表现出一些不足电力行业体制
进一步改革势在必行
本文在分析自然垄断产业传统规制理论的基础上从自然垄断及政府规制理论自
身发展的过程得出自然垄断领域不是一成不变的自然垄断的部分环节是可竞争的
比较分析了国外发达国家自然垄断产业规制改革的历史背景和实践过程总结出规制
与竞争是可以共存以促进自然垄断行业效率的提高作为对我国电力行业规制改革的
借鉴分析了我国电力行业的改革历史电力行业的现状以及规制改革后运行情况
得出现阶段电力行业仍存在许多弊端提出了我国自然垄断产业进一步规制改革本
文一方面借鉴国外规制改革的成功经验另一方面结合中国转轨经济的实际情况提
出如何在自然垄断产业实现竞争以促进电力产业的高效快速发展
改革的具体措施首先对电力产业领域进行分解鉴别出自然垄断环节和非自然
垄断环节提出了在非自然垄断环节进行进一步拆分实现公平市场竞争以提高效率
对于具有自然垄断性质的环节政府规制是必要的提出在电力行业自然垄断领域实
行激励性规制的改革思路由于自然垄断产业本身在国民经济中的地位举足轻重政
府应对包括法律设置投资体制监管体制和宏观管理体制等在内的政策进行调整以
保证规制改革的顺利进行

关键词电力行业政府规制竞争
I
Abstract
Nowadays, regulatory reform in Natural monopoly industries is underway worldwide.
The power industry in china pleted its dual-split and got some segmental
achievement. In practice, it also has some deficiency, so a further reform is absolutely
necessary.
In the thesis, on the basis of analyzing the theory of traditional regulatory reform, a
conclusion that the realm of natural monopoly is not inflexible and parts of it can be
competitive is drawn from the relation between monopoly and the regulatory theory. Then
after pared and analyzed the historical background and practical process, the
author summarized that monopoly petition can coexist to provide reference for the
reform in power industry in China. The conclusion is drawn that there still exists much
malpractice in power industry in China based on the analysis of the past reform, the status
quo and post-reform situation in the industry. In the light of the analysis, suggestion to the
regulatory reform in power industry is proposed. At last, according to the reality of Chinese
economy and the reform experience of foreign countries, a proposal is given on how to
promote the development of Chinese power industry petition.
The specific measures are as following: disintegration of power industry, detection