1 / 12
文档名称:

合格境内机构投资者境外证券投资管理试行办法.docx

格式:docx   大小:600KB   页数:12页
下载后只包含 1 个 DOCX 格式的文档,没有任何的图纸或源代码,查看文件列表

如果您已付费下载过本站文档,您可以点这里二次下载

分享

预览

合格境内机构投资者境外证券投资管理试行办法.docx

上传人:思婷 2021/5/25 文件大小:600 KB

下载得到文件列表

合格境内机构投资者境外证券投资管理试行办法.docx

文档介绍

文档介绍:Revised by Petrel at 2021
合格境内机构投资者境外证券投资管理试行办法
中国证券监督管理委员会令
第46号
Decree No. 46 of China Securities Regulatory Commission
No. 46
《合格境内机构投资者境外证券投资管理试行办法》已经2007年4月30日中办公会议审议通过,现予公布,自2007年7月5日起施行。
The Trial Measures for the Administration of Securities Investment Outside the Territory of China by Qualified Domestic Institutional Investors have been deliberated and adopted at the 27th chairmen's executive meeting of China Securities Regulatory Commission on April 30, 2007. They are hereby promulgated and shall enter into force as of July 5, 2007.
中 尚福林
二○○七年六月十八日
Chairman of China Securities Regulatory Commission Shang Fulin
June 18, 2007
合格境内机构投资者境外证券投资管理试行办法
Trial Measures for the Administration of Securities investment outside the territory of China by Qualified Domestic Institutional Investors
第一章 总则
Chapter I General Rules
第一条 为了规范合格境内机构投资者境外证券投资行为,保护投资人合法权益,根据《证券投资基金法》、《证券法》和其他有关法律、行政法规,制定本办法。
Article 1 In order to regulate the securities investment outside the territory of China by qualified institutional investors within the territory of China and protect the legitimate rights and interests of investor, the present Measures are formulated in accordance with the Law on Securities Investment Funds, Securities Law and other related laws and administrative regulations.
第二条
本办法所称合格境内机构投资者(以下简称境内机构投资者),是指符合本办法规定的条件,经中国证券监督管理委员会(以下简称中国证监会)批准在中华人民共 和国境内募集资金,运用所募集的部分或者全部资金以资产组合方式进行境外证券投资管理的境内基金管理公司和证券公司等证券经营机构。
Article 2 Qualified domestic institutional investors (hereinafter referred to as the QDII) referred to in the present Measures means fund management companies, securities companies and other securities institutions within the territory of China that satisfy the requirements as prescribed in the present Measures, raise funds within the territory of the People's Republic of China upon approval of China Securities Regulatory Commission (hereinafter referred to as the CSRC), and implement securities investment manage