文档介绍：金融控股公司监管中的行政法问题研究
内容摘要:金融控股公司在世界范围内快速发展,成为一种国际性的潮流。我国也开始了组建金融控股公司的尝试,在中国现有的分业监管模式下,如何对这一新兴的融银行、证券、信托、保险和实业为一体的集团公司进行有效的监管,成为监管当局要解决的重要问题。本文试图在行政法的框架下对我国的金融控股公司的监管问题作一法律分析,从对金融控股公司的监管——监管主体、监管行为、行政救济、司法审查——来探讨我国金融控股公司监管的问题,本文认为,应在分业监管的模式下增设设立专门的行政监管主体,实施综合监管。
关键词:金融控股公司监管主体行政救济
A Study on Regulation of Financial pany under Administrative Laws
Abstract: Financial pany boasts a worldwide rapid development in recent years and has e an international trend. China also starts trying to establish financial pany. But a key problem for current regulation agencies is, in China’s present separated regulation mode, how to effectively regulate an emerging type of pany, which is integrity of banking, securities, trust, insurance and industry. By analyzing the legal problems in the field of financial market regulation and based on the theory of administrative laws, this essay studies the regulation of financial pany in respect of regulation agency, regulation conduct, administrative remedy and judicial review. The views held in this essay are specialized administrative regulation agency should be established prehensive regulation should be implemented.
Key words: Financial pany、Regulation Agency、Administrative Remedy
随着经济和金融的日益全球化,金融机构加强了跨行业、跨国界的收购、合并,以及金融机构的多样化经营。金融公司控股化在世界各国迅速发展,金融控股公司已经成为一种国际性的潮流。我国在严格的分业经营、分业监管体制下,已经存在若干不同模式的金融控股公司。如中信集团、光大集团都具有金融控股公司的性质,四大国有商业银行也积极向投资银行方向发展,同时