文档介绍：硕士学位论文

论文题目股东派生诉讼之当事人制度研究

研究生姓名徐琴
指导教师姓名黄涧秋
专业名称在职法律硕士
研究方向民商法
论文提交日期 2010 年 9 月
股东派生诉讼之当事人制度研究中文摘要
股东派生诉讼之当事人制度研究
中文摘要
股东派生诉讼制度作为一项英美法系和大陆法系主要国家广泛采用的公司诉讼法
律制度,对于确保公司义务的执行、保护公司尤其是上市公司广大中小股东的利益以
及完善公司法人治理结构有着极其重要的意义。随着中小股东权益保护呼声的日益高
涨,我国 2005 年修订的《公司法》中规定了股东派生诉讼制度,弥补了我国公司立法
空白,为中小股东的权益保障提供了明确的法律依据。但同时我们必须考虑到,在没
有相关配套制度的支持以及没有“遵循先例原则”的条件下,该制度如要在司法实践
中发挥其应有的作用,并在我国的法制土壤中茁壮成长,仍有需要改进和完善之处。
本文主要探讨的是股东派生诉讼的当事人制度,在表述了股东派生诉讼制度的内涵、
历史和特征的基础上,结合国外和我国的立法分析了股东派生诉讼的原告资格限制、
被告范围问题和公司在股东派生诉讼中的地位等问题,最后对如何构筑我国股东派生
诉讼当事人制度提出些建议。
关键词:股东派生诉讼;当事人;原告资格;被告范围;公司地位

作者:徐琴
指导教师:黄涧秋

I
Abstract On the Parties System of Shareholders Derivative Action

On the Parties System of Shareholders Derivative Action
Abstract
The system of shareholders derivative action, as a widely adopted system pany
litigation law used in the major countries in Anglo—American legal system and Continental
legal system,has great importance in securing the performance panies’ duties,
protecting small shareholders panies especially panies and advancing the
corporate governance structure. Along with the voices calling for protecting small
shareholders rights are increasingly rising, the shareholders derivative action is introduced in
the revised edition of pany Law, which provides a clear legislative authority for
protecting small shareholders rights and the same time,we should keep in mind
that in the condition of no relevant supporting legal system and under no condition of stare
decisis,there are something for the system to be improved and perfected to assure that the
system can play its role well in Chinese judicial cycle and stand well in China’s legal system.
In this thesis,based on the explaining of the concept, origin and function of
shareholders derivative action,the author analyses the qualification restrictions of plaintiff,
the scope of defendant, the status of pany in the shareholders derivative action, and