文档介绍：湘潭大学
硕士学位论文
股东代表诉讼制度研究
姓名:张代莲
申请学位级别:硕士
专业:法律·经济法
指导教师:陈乃新
20081007
摘要
公司是市场经济条件下最主要的企业形式,同时公司制度又是现代企业制度
的一个重要组成部分。当公司董事、监事、高级管理人员在执行公司事务时,违
反法律法规、公司章程给公司造成损失,经有限责任公司股东、股份有限公司符
合法定条件的股东书面请求监事会、监事、董事会、执行董事向人民法院提起诉
讼,而其不提起诉讼,在此情况下,如何保护股东的权益,是学术界和实务部门
的一个热门话题。股东代表诉讼制度就是为这个问题而创设的。
然而,我国新《公司法》中规定的股东代表诉讼制度很不完善,在司法实
践中需相关司法解释来增强其可操作性性。因此,本文拟就股东代表诉讼制度进
行研究,希望能更好地解决中小股东权益保护的问题。
本文分为四个部分进行论述。第一部分为前言。就文章的选题背景、文献
综述、研究思路、研究方法、创新与不足等问题进行了简单的介绍。第二部分为
股东代表诉讼制度的理论分析。在该部分主要就股东代表诉讼的含义、特征、性
质、与股东直接诉讼的区别、与其他诉讼制度的关系等方面作了论述。第三部分
为国内外股东代表诉讼制度的立法现状。主要就股东代表诉讼的当事人制度、特
殊程序和诉讼结果的承担等方面的国内外立法作了比较分析,并就可借鉴的内容
进行了说明。第四部分主要就我国《公司法》股东代表诉讼制度的完善提出了自
己的建议。

关键词:股东;股东代表诉讼;股东直接诉讼

I
Abstract
Corporation is the main style of enterprises in market economy. pany
system is an important part of modern enterprise system. It is a hot topic in academic
circles and practice department that how to protect the shareholders’ rights when
directors, supervisors and executives illegally pany services and make
loss pany, and the qualified shareholders pany ask supervisors, board of
supervisors, executive directors or board of directors to conduct a suit but they do not
sue. The System of Shareholder’s Representative Lawsuit is founded to solve this
problem.
However, the System of Shareholder’s Representative Lawsuit pany Law of
China is very imperfect, and need related judicial interpretation to enhance the
operability. So this essay study the System of Shareholder’s Representative Lawsuit
to solve the problem of shareholders’ rights protection.
In this article, the author discusses the System of Shareholder’s Representative
Lawsuit in four aspects. In the first chapter, the author mainly introduces background
of the topic, literature review, research ideas, research methods, innovations and
inadequate. In the second part, the author mainly discusses the meaning, characters
and nature of the System of Shareholder’s Representative La