文档介绍：烟台大学
硕士学位论文
股东代表诉讼制度研究——以完善我国股东代表诉讼程序为立
场
姓名:王德志
申请学位级别:硕士
专业:民商法学
指导教师:史卫进
20100312
摘要
股东代表诉讼是公司股东享有的对公司合法权益遭受非法侵害时的一种司法
救济手段,是现代公司制度的一个重要组成部分,其作为一项保护中小股东权益、
维护公司利益、完善公司内部法人治理结构的重要制度,已经跨越了它的发源地,
被世界各国广泛移植。我国现行公司法确立了股东代表诉讼制度,但其规定过于原
则,缺乏可操作性,为更好发挥其功能尚需进一步完善和具体化。
本论文共分为四部分:第一,股东代表诉讼的基本理论;第二,股东代表诉讼
的诉讼当事人制度比较研究;第三,股东代表诉讼诉讼程序比较研究;第四,完善
我国股东代表诉讼制度的思考。股东代表诉讼制度的内容是非常系统和丰富的,本
文力求在阐述其基本理论的基础上,以完善我国股东代表诉讼程序为立场,通过对
当事人制度和程序制度的两个方面的比较研究,以有针对性地在完善我国股东代表
诉讼的法律适用性方面进行努力和尝试,以期对进一步完善我国的股东代表诉讼制
度提供比较和借鉴。
本文结合其他国家和地区关于股东代表诉讼的立法规定及其司法实践,分析了
我国公司法规定的股东代表诉讼内容,论述了股东代表诉讼的基本理论、诉讼当事
人制度和诉讼程序,明确了股东代表诉讼中公司的法律地位、诉讼费用分担和诉讼
担保,特别是对激励和约束股东代表诉讼的机制作了分析,以求在提高和完善我国
股东代表诉讼制度的适用性方面有所贡献。论文重点对英美法系和大陆法系国家和
地区的股东代表诉讼制度进行了比较分析,同时提出了完善我国股东代表诉讼制度
的思路。
关键字:原告股东;股东代表诉讼;诉讼程序

I
Abstract
Shareholder lawsuit on behalf of pany's shareholders, pany enjoyed
being illegally infringed upon legitimate rights and interests of a judicial remedy is a
modern corporate system, an important part of it as a protection of small shareholders,
protect the interests of pany's interests, improve the internal corporate an
important institutional governance structure, has crossed its birthplace, has been widely
transplanted around the world. China's current shareholders of pany Law
established a system of representative litigation, but provides too the principle, the lack
of operability, in order to better fulfill its function needs to be further improved and
specific.
This paper is divided into four parts: First, the shareholder lawsuit on behalf of the
basic theory; Second, shareholder litigation on behalf of the litigants system of
comparative studies; Third, shareholder litigation proceedings on behalf parative
studies; Fourth, improve the legal system on behalf of our shareholders, thinking.
Shareholder litigation on behalf of the contents of the system is very rich, this article
seeks to elaborate on the basis of their basic